What are your post execution regulatory obligations?
Droit recognises that industry participants are committed to complying with complex and evolving regulations across all jurisdictions. However, the industry faces many challenges.
The complexities of a rapidly evolving regulatory landscape combined with a multifarious market microstructure demands that a successful operating model requires a complete understanding of the global rules of exchange. Compliant trading demands systematic, consistent and auditable answers. The model should be: global, cross-asset, cross-entity decision making that is maintainable, sustainable and auditable by design.
Droit’s ADEPT product answers these complex questions in real-time and is the regulatory intelligence layer supporting pre trade and post execution decision making for a significant number of the largest global financial institutions.
Droit supports regulatory decision making across MiFID-II/MIFIR, Dodd-Frank, EMIR and 13 other regimes.